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Carol Hughes

Registered Client Service Associate

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Carol Hughes joined Allen & Company in April of 2001, with almost 20 years in the industry, she brings a wealth of business best practices after spending more than a decade working as an office manager and facilitator. Carol attended college locally, focusing her studies on business administration.

Carol holds the Series 7 and 66 licenses, currently serving in the role of a Registered Client Service Associate with the Lopez-Marotz-Wright Team. She enjoys assisting the advisors in helping their clients work towards their financial goals.

Carol lives in Polk City with her husband, Ron, and their dogs. She enjoys spending time with her children and grandchildren, enjoys reading, and is an avid sports spectator.

Carol Hughes is registered with, and holds her series 7 and 66 registrations through LPL Financial.